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This PDF file contains the front matter associated with SPIE
Proceedings Volume 7440, including the Title Page, Copyright
information, Table of Contents, and the Conference Committee listing
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The Terrestrial Planet Finder (TPF) was proposed as a mission concept to the 2000 Decadal Survey, and received
a very high ranking amongst the major initiatives that were then reviewed. As proposed, it was a formationflying
array of four 3.5-m class mid-infrared telescopes, linked together as an interferometer. Its science goal
was to survey approximately 150 nearby stars for the presence of Earth-like planets, to detect signs of life or
habitability, and to enable revolutionary advances in high angular resolution astrophysics. The Decadal Survey
Committee recommended that $200M be invested to advance TPF technology development in the Decade of
2000-2010. This paper presents the results of NASA's investment.
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We report on progress at the Northrop Grumman Aerospace Systems (NGAS) starshade testbed. The starshade testbed
is a 42.8 m, vacuum chamber designed to replicate the Fresnel number of an equivalent full-scale starshade mission,
namely the flagship New Worlds Observer (NWO) configuration. Subscale starshades manufactured by the NGAS
foundry have shown 10-7 starlight suppression at an equivalent full-mission inner working angle of 85 milliarseconds. In
this paper, we present an overview of the experimental set up, scaling relationships to an equivalent full-scale mission,
and preliminary results from the testbed. We also discuss potential limitations of the current generation of starshades and
improvements for the future.
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An occulter is an instrument designed to suppress starlight by diffraction from its edges; most are designed
to be circular, with a set of identical "petals" running around the outside. Proposed space-based occulters
are lightweight, deployed screens tens of meters in diameter with challenging accuracy requirements. In
this paper we describe the design of an occulter for the THEIA mission concept. THEIA consists of a
4-meter telescope diffraction limited to 300 nm, and a 40-meter external occulter to provide high-contrast
imaging. Operating from 250 to 1000 nm, it will provide a rich family of science projects, including exoplanet
characterization, ultraviolet spectroscopy, and very wide-field imaging. Originally conceived of as a hybrid
system employing both an occulter and internal coronagraph, THEIA now uses a single occulter to achieve
all of the starlight suppression but at two different distances from the telescope in order to minimize size and
distance. We describe the basic design principles of the THEIA occulter, its final configuration, performance,
and sensitivity.
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An occulter is used in conjunction with a separate telescope to suppress the light of a distant star. To
demonstrate the performance of this system, we are building an occulter experiment in the laboratory at
Princeton. This experiment will use an etched silicon mask as the occulter, with some modifications to try
to improve the performance. The occulter is illuminated by a diverging laser beam to reduce the aberrations
from the optics before the occulter. We present the progress of this experiment and expectations for future
work.
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An occulter is an instrument designed to suppress starlight by diffraction from its edges; most are designed
to be circular, with a set of identical "petals" running around the outside. Proposed space-based occulters
are lightweight, deployed screens tens of meters in diameter with challenging accuracy requirements. We
describe a general method for modifying the shape of an occulter to accommodate engineering considerations
and show how to calculate the resulting wavefront. This method can be used to place hinges and tensioning
elements between petals, to reduce tolerancing requirements by allowing gaps between petals to be moved
elsewhere, and to potentially reduce the number of petals required on an occulter.
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Fifty meter-class external occulters have been proposed to detect earth-like planets. The THEIA concept1, a forty-meter
diameter occulter with twenty ten-meter petals has the necessary nominal performance to achieve this goal. This paper
examines whether this design is robust against expected manufacturing and deployment errors. The development of a
numerical algorithm that represents the mask defects as a collection of rectangular apertures mitigates the problems
associated with modeling diffraction phenomena produced by an occulter with characteristic physical dimensions that
span five orders of magnitude. The field from each of these rectangles, which is proportional to a two-dimensional sinc
function at the telescope, is added to the diffracted field from the nominal occulter. Results for a set of representative
defects are presented. A single-petal, single-defect error budget, based on a minimum contrast of 10-12 at 75 or 118
milli-arcseconds from the host star from 0.3 μ to 0.9 μ, is quoted. A Monte Carlo-type simulation that predicts the
performance of the occulter in the presence of random combinations of all of the error demonstrates that the system
contrast can maintained to better than 10-11 from 0.3 μ to 0.9 μ if the values in the error budget can be achieved.
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We use our automated Design Reference Mission construction framework to evaluate the performance of multiple
direct exoplanet imager mission concepts on a variety of metrics including: total number of planetary detections,
number of unique planets found, number of target stars observed and number of successful spectral characterizations.
We evaluate designs of self-contained coronagraphs and co-orbiting occulters. Performance is evaluated
on simulated universes with differing frequencies of planets and varying expected occurrence rates of different
planet types.
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The James Webb Space Telescope will be an extraordinary observatory, providing a huge range of exciting new
astrophysical results. However, by itself it will not be capable of directly imaging planets in the habitable zone of
nearby stars, one of the most fascinating goals of astronomy for the coming decade. In this paper we discuss the
New Worlds Probe (NWP) concept whereby we use an external occulter (or starshade) to cast a shadow from
the star onto the telescope, therefore canceling the direct star light while the light from a planet is not affected.
This concept enables JWST to take images and spectra of extrasolar planets with sufficient contrast and inner
working angle to be able to discover planets down to the size of the Earth in the habitable zone around nearby
stars. JWST's instruments are appropriate to achieve low resolution spectroscopy (R ≅ 40) of these planets, and
address a series of fundamental questions: are there planets in the habitable zone around nearby stars? What
is the composition of their atmosphere? What are the brightness and structures of exozodiacal disks around
nearby stars? What is the mass and composition of currently known giant planets? In this paper we study the
starshade optimization for JWST given the instrumental constraints, and show that the modest optical quality
of the telescope at short wavelength does not impact the possibility of using a starshade. We propose a solution
to enable imaging and spectroscopy using target acquisition filters. We discuss possible time allocation among
science goals based on exposure time estimates and total available observing time. The starshade can be launched
up to 3 years after JWST and rendezvous with the telescope in orbit around L2.
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A recent source of debate in the exoplanet community has been the question of whether an astrometry 'precursor'
mission is required in order for a direct detection mission to succeed. Using an existing framework for the
evaluation of direct detection missions, we address this question by incorporating data which may be generated
by an astrometry mission. We present results for cases where the astrometry mission is able to resolve which
target stars have planets, where it is able to fit a subset of the orbital parameters of discovered planets, and
where the astrometric data is good enough to fit complete orbits. Each of these is evaluated assuming perfect
performance on the part of the astrometric instrument, and with varying levels of error.
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Most mature wavefront-estimation algorithms for high-contrast imaging rely on a-priori knowledge of the deformable
mirror (DM) surface and thus are limited by uncertainty in the physics of the DM. In this paper, we
review the DM diversity wavefront estimation algorithm and introduce a DM-independent method of wavefront
estimation that utilizes two cameras and a Gerchberg-Saxton-based iterative phase retrieval scheme. We compare
the two estimation algorithms, and we present the creation of a dark hole in the image plane using the Stroke
Minimization correction algorithm and this two-camera estimation.
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This paper introduces a unified formulism to describe many of the high contrast correction methods, namely,
phase conjugation, classical speckle nulling and energy minimization. This unified formalism led to the Electric
Field Conjugation (EFC) algorithm where the solution found is such that minimizes the sum of the estimated
electric field at a desired plane and the electric field due to the corrective elements in the system. Applying this
formalism led to the conclusion that all the other methods are special cases of EFC.
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In this communication we address two outstanding issues pertaining the modeling of PIAA coronagraphs, accurate
numerical propagation of edge effects and fast propagation of mid spatial frequencies for wavefront control.
In order to solve them, we first derive a quadratic approximation of the Huygens wavelets that allows us to
develop an angular spectrum propagator for pupil remapping. Using this result we introduce an independent
method to verify the ultimate contrast floor, due to edge propagation effects, of PIAA units currently being
tested in various testbeds. We then delve into the details of a novel fast algorithm, based on the recognition that
angular spectrum computations with a pre-apodised system are computationally light. When used for the propagation
of mid spatial frequencies, such a fast propagator will ultimately allow us to develop robust wavefront
control algorithms with DMs located before the pupil remapping mirrors.
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The Pupil-mapping Exoplanet Coronagraphic Observer (PECO) mission concept uses a coronagraphic 1.4-m
space-based telescope to both image and characterize extra-solar planetary systems at optical wavelengths.
PECO delivers 10-10 contrast at 2 λ/D separation (0.15") using a high-performance Phase-Induced Amplitude
Apodization (PIAA) coronagraph which remaps the telescope pupil and uses nearly all of the light coming into
the aperture. For exoplanet characterization, PECO acquires narrow field images simultaneously in 16 spectral
bands over wavelengths from 0.4 to 0.9 μm, utilizing all available photons for maximum wavefront sensing and
sensitivity for imaging and spectroscopy. The optical design is optimized for simultaneous low-resolution spectral
characterization of both planets and dust disks using a moderate-sized telescope. PECO will image the habitable
zones of about 20 known F, G, K stars at a spectral resolution of R≈15 with sensitivity sufficient to detect
and characterize Earth-like planets and to map dust disks to within a fraction of our own zodiacal dust cloud
brightness. The PIAA coronagraph adopted for PECO reduces the required telescope diameter by a factor of two
compared with other coronagraph approaches that were considered for Terrestrial Planet Finder Coronagraph
Flight Baseline 1, and would therefore also be highly valuable for larger telescope diameters. We report on
ongoing laboratory activities to develop and mature key PECO technologies, as well as detailed analysis aimed
at verifying PECO's wavefront and pointing stability requirement can be met without requiring development of
new technologies.
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The Pupil-mapping Exoplanet Coronagraphic Observer (PECO) medium-class mission concept is a 1.4-m space-based
optical telescope with a high-performance Phase-Induced Amplitude Apodization (PIAA) coronagraph. PECO detects
and characterizes exoplanets and their host systems at 2 λ/D (0.15") separation at high contrast (~1e-10). The optical
design images in 16 filter bands from 400-800 nm, producing simultaneous low-resolution target spectra. PECO will
characterize terrestrial planets in the habitable zones of ~20 nearby F, G, K stars at spectral resolution of R~15, as well
as over a dozen radial-velocity planets and over a hundred gas giants and exozodiacal dust disks. We discuss PECO's
expected science performance and simulated data products over its three-year mission lifetime.
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We present the current status of our testing of a phase-induced amplitude apodization (PIAA) coronagraph at the Jet
Propulsion Lab's High Contrast Imaging Testbed (HCIT) vacuum facilities. These PIAA optics were designed to
produce a point-spread function containing a region whose intensity is below 10-9 over a 20-percent fractional bandpass,
comparable to the requirements for direct imaging of exoplanets from space. The results presented here show contrast
levels of 4×10-7 in monochromatic light, with an inner working angle of 2.4 λ/D. The instrumentation is described here,
as well as the testing procedures, wavefront control, and results.
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We have investigated the dependence of the High Contrast Imaging Testbed (HCIT) Phase Induced Amplitude
Apodization (PIAA) coronagraph system performance on the rigid-body perturbations of various optics. The structural
design of the optical system as well as the parameters of various optical elements used in the analysis are drawn from
those of the PIAA/HCIT system that have been and will be implemented, and the simulation takes into account the
surface errors of various optics. In this paper, we report our findings when the input light is a narrowband beam.
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Direct imaging of extrasolar planets, and Earth-like planets in particular, is an exciting but difficult problem requiring a
telescope imaging system with 1010 contrast at separations of 100mas and less. Furthermore, the current NASA science
budget may only allow for a small 1-2m space telescope for this task, which puts strong demands on the performance of
the imaging instrument. Fortunately, an efficient coronagraph called the Phase Induced Amplitude Apodization (PIAA)
coronagraph has been maturing and may enable Earth-like planet imaging for such small telescopes. In this paper, we
report on the latest results from a new testbed at NASA Ames focused on testing the PIAA coronagraph. This laboratory
facility was built in 2008 and is designed to be flexible, operated in a highly stabilized air environment, and to
complement existing efforts at NASA JPL. For our wavefront control we are focusing on using small Micro-Electro-
Mechanical-System deformable mirrors (MEMS DMs), which promises to reduce the size of the beam and overall
instrument, a consideration that becomes very important for small telescopes. At time of this writing, we are operating a
refractive PIAA system and have achieved contrasts of about 1.2x10-7 in a dark zone from 2.0 to 4.8 λ/D (with 6.6x10-8
in selected regions). In this paper, we present these results, describe our methods, present an analysis of current limiting
factors, and solutions to overcome them.
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We report performance of a new generation multi-object Doppler instrument for the on-going
Multi-object APO Radial-velocity Exoplanet Large-area Survey (MARVELS) of the Sloan
Digital Sky Survey III (SDSS-III) program. This instrument is based on dispersed fixed-delay
interferomtry design. It consists of a multi-object fiber-feed, a thermally compensated monolithic
fixed-delay interferometer, a high throughput spectrograph and a 4kx4k CCD camera. The
spectrograph resolving power is R=11,000 and the wavelength coverage is 500-570 nm. The
instrument is capable of measuring 60 stars in a single exposure for high to moderate precision
radial velocity (3-20 m/s) measurements depending on the star magnitudes (V=7.6-12). The
instrument was commissioned at the SDSS telescope in September 2008 and used to collect
science data starting in October 2008. Observations of reference stars show that the measured
photon noise limiting errors are consistent with the prediction for most of the measurements.
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Since its first light in 2003, the HARPS radial velocity spectrograph (RVS) has performed exquisitely well on the 3.6m
ESO telescope at La Silla Observatory (Chile). It now routinely exhibits a measurement noise of 0.5 m/s or 1.7 10-9 on a
relative scale. Despite innovative work by Lovis and colleagues [14] to improve the accuracy obtained with the
calibration lamps used, there is evidence that still better performance could be achieved by using more stable wavelength
standards. In this paper, we present two methods are aim at overcoming the shortcoming of present day calibrators and
that could satisfy the need for a cm/s -level calibrator like we are planning on using on the 2nd generation instruments at
the VLT and on the ELT instrumentation. A temperature-stabilized Fabry-Perot interferometer has the promise of being
stable to a few cm/s and has very uniform line levels and spacings, while a laser comb has already achieved a precision
better than 15 cm/s, despite using only one of the 72 orders of the spectrographs.
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The Subaru Coronagraphic Extreme AO (SCExAO) Project is an upgrade to the newly commissioned coronagraphic
imager HiCIAO for the Subaru Telescope, in the context of a massive survey for exoplanets and
disks called SEEDS. SCExAO combines a high-performance coronagraph PIAA coronagraph and non-redundant
aperture masking interferometry to a MEMS-based wavefront control system to be used in addition to the 188-
actuator Subaru Adaptive Optics (AO188) system. The upgrade is designed as a flexible platform with easy
access to both pupil and image planes to allow quick implementation of new high-angular resolution techniques,
using a combination of interferometry and coronagraphy. The SCExAO system will enhance SEEDS by offering
access to smaller separations and improved PSF calibration, and will therefore allow high quality follow-up observations
of challenging SEEDS candidates. SCExAO will also enable new science investigations requiring high
contrast imaging of the innermost (< 0.2 arc second) surrounding of stars.
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SPHERE, the ESO extra-solar planet imager for the VLT is aimed at the direct detection and spectral characterization of
extra-solar planets. Its whole design is optimized towards reaching the highest contrast in a limited field of view and at
short distances from the central star. SPHERE has passed its Final Design Review (FDR) in December 2008 and it is in
the manufacturing and integration phase. We review the most challenging specifications and expected performance of
this instrument; then we present the latest stage of the design chosen to meet the specifications, the progress in the
manufacturing as well as the integration and test strategy to insure gradual verification of performances at all levels.
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One of the main challenges to obtain the contrast of >15mag targeted by an extra-solar planet imager like SPHERE lies
in the calibration of all the different elements participating in the final performance. Starting with the calibration of the
AO system and its three embedded loops, the calibration of the non-common path aberrations, the calibration of the NIR
dual band imager, the NIR integral field spectrograph, the NIR spectrograph, the visible high accuracy polarimeter and
the visible imager all require sophisticated calibration procedures. The calibration process requires a specific extensive
calibration unit that provides the different sources across the spectrum (500-2320nm) with the stabilities and precisions
required. This article addresses the challenges met by the hardware and the instrument software used for the calibration
of SPHERE.
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The Gemini Planet Imager (GPI) is a new facility instrument to be commissioned at the 8-m Gemini South
telescope in early 2011. It combines of several subsystems including a 1500 subaperture Extreme Adaptive
Optics system, an Apodized Pupil Lyot Coronagraph, a near-infrared high-accuracy interferometric wavefront
sensor, and an Integral Field Unit Spectrograph, which serves as the science instrument. GPI's main scientific
goal is to detect and characterize relatively young (<2GYr), self luminous planets with planet-star brightness
ratios of ≤ 10-7 in the near infrared. Here we present an overview of the coronagraph subsystem, which includes
a pupil apodization, a hard-edged focal plane mask and a Lyot stop. We discuss designs optimization, masks
fabrication and testing. We describe a near infrared testbed, which achieved broadband contrast (H-band)
below 10-6 at separations > 5λ/D, without active wavefront control (no deformable mirror). We use Fresnel
propagation modeling to analyze the testbed results.
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The calibration wavefront system for GPI will measure the complex wavefront at the apodized pupil and provide slow
phase corrections to the AO system to mitigate against errors that would cause a loss in contrast. This talk describes both
the low-order and high-order sensors in the calibration wavefront sensor and how the information is combined to form
the wavefront estimate before the coronagraph. Expected performance for this wavefront sensor will also be described
for typical observing scenarios. Finally, we will show labratory results from our calibration testbed that demonstrate the
instrument performance at levels commensurate with those required on the GPI instrument.
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The detection and characterization of earth-like exo-planets with space coronagraph instruments could be adversely
affected by contamination of the many optical surfaces from the telescope primary mirror to the coronagraph mask.
Particulate contamination that may accumulate even in clean room conditions over the period of integration, testing, and
launch can cause performance degradation due to both coherent and incoherent scatter. While the coherent components
can be compensated in broad-band light using a sequential deformable mirror architecture, incoherent scatter would
remain. We show the challenges and effects of particulate contamination based on measurements and estimates, and
discuss the requirements throughout the coronagraph system while accounting for the wavefront control system.
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The next generation of space telescopes will be designed to meet increasingly challenging science goals. The operating
environment and required precision of these telescopes will make complete verification via ground tests impossible, and
will place a greater reliance on numerical simulation. The current state of the art in thermal, mechanical and optical
modeling involves three disparate computational models, several analysis codes and tools to transition results between
these models. However, the active controls necessary to meet the next generation of requirements for space telescopes
will require integrated thermal, structural, optical and controls analysis. To meet these challenges, JPL has developed
Cielo, an in-house finite element tool capable of multi-physics simulations using a common finite element model, for
thermal, structural and optical aberration analysis. In this paper, we will discuss the use of Cielo for analysis of a
coronagraph and an occulter designed to observe Earth-like planets around nearby stars. We will compare thermal and
structural results from Cielo with results from commercial off the shelf (COTS) tools to verify the new approach. We
will perform variations of key parameters to demonstrate how margins and uncertainties can be quantified using the new
approach.
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This paper describes a general purpose Coronagraph Performance Error Budget (CPEB) tool that we have developed
under the NASA Exoplanet Exploration Program. The CPEB automates many of the key steps required to evaluate
the scattered starlight contrast in the dark hole of a space-based coronagraph. It operates in 3 steps: first, a CodeV or
Zemax prescription is converted into a MACOS optical prescription. Second, a Matlab program calls ray-trace code
that generates linear beam-walk and aberration sensitivity matrices for motions of the optical elements and line-ofsight
pointing, with and without controlled coarse and fine-steering mirrors. Third, the sensitivity matrices are
imported by macros into Excel 2007 where the error budget is created. Once created, the user specifies the quality
of each optic from a predefined set of PSDs. The spreadsheet creates a nominal set of thermal and jitter motions and
combines them with the sensitivity matrices to generate an error budget for the system. The user can easily modify
the motion allocations to perform trade studies.
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The NIRCam instrument on the James Webb Space Telescope will provide coronagraphic imaging from λ =1-5 μm of
high contrast sources such as extrasolar planets and circumstellar disks. A Lyot coronagraph with a variety of circular
and wedge-shaped occulting masks and matching Lyot pupil stops will be implemented. The occulters approximate
grayscale transmission profiles using halftone binary patterns comprising wavelength-sized metal dots on anti-reflection
coated sapphire substrates. The mask patterns are being created in the Micro Devices Laboratory at the Jet Propulsion
Laboratory using electron beam lithography. Samples of these occulters have been successfully evaluated in a
coronagraphic testbed. In a separate process, the complex apertures that form the Lyot stops will be deposited onto
optical wedges. The NIRCam coronagraph flight components are expected to be completed this year.
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We report the status of JPL and JDSU ongoing technological developments and contrast results of the vector
vortex coronagraph (VVC) made out of liquid crystal polymers (LCP). The first topological charge 4 VVC was
tested on the high contrast imaging testbed (HCIT) around 800 nm, under vacuum and with active wavefront
control (32x32 Xinetics deformable mirror). We measured the inner working angle or IWA (50% off-axis transmission)
at ~ 1.8λ/d. A one-sided dark hole ranging from 3λ/d to 10λ/d was created in polarized light, showing
a mean contrast of ~ 2 × 10-7 over a 10% bandwidth. This contrast was maintained very close in (3 λ/d) in
a reduced 2% bandwidth. These tests begin to demonstrate the potential of the LCP technology in the most
demanding application of a space-based telescope dedicated to extrasolar planet characterization. The main limitations
were identified as coming from incoherent sources such as multiple reflections, and residual chromaticity.
A second generation of improved masks tackling these issues is being manufactured and will be tested on the
HCIT in the coming months.
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Non-redundant masking (NRM) is a high contrast high resolution technique that is relevant for future space
missions dedicated to either general astrophysics or extrasolar planetary astronomy. NRM mitigates not only
atmospheric but instrument-induced speckle noise as well. The recently added mask in the Fine Guidance
Sensor Tunable Filter Imager (FGS-TFI) on the James Webb Space Telescope (JWST) will open up a search
space between 50 and 400 mas at wavelengths longer than 3.8μm. Contrast of 104 will be achievable in a 10
ks exposure of an M = 7 star, with routine observing, target acquisition, and data calibration methods. NRM
places protoplanets in Taurus as well as Jovians younger than 300Myr and more massive than 2MJ orbiting
solar type stars within JWST's reach. Stars as bright as M = 3 will also be observable, thus meshing well
with next-generation ground-based extreme adaptive optics coronagraphs. This parameter space is inaccessible
to both JWST coronagraphs and future 30-m class ground-based telescopes, especially in the mid-IR. We show
that NRM used on future space telescopes can deliver unsurpassed image contrast in key niches, while reducing
mission risk associated with active primary mirrors.
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PLATO is a candidate of the European Space Agency's Science programme Cosmic Vision 2015-2025. "PLAnetary
Transits and Oscillations of stars" aims to characterise exoplanetary systems by detecting planetary transits and
conducting asteroseismology of their parent stars. This is achieved through high-precision photometry (visible
waveband). PLATO is currently in assessment phase, which was started with an internal study in ESA's Concurrent
Design Facility (CDF). Two phase-A, parallel industrial studies with 12-months durations are being conducted until July
2009. The objectives of these studies are to understand the critical areas inherent to this mission and assess the trade-offs
in order to define a baseline concept that optimises scientific return while minimising complexity and risk and meeting
the applicable programmatic constraints. PLATO will operate in a large-amplitude orbit around Sun-Earth L2 where it
will observe targets for several years in order to characterise the exoplanetary transits. To observe enough stars (with
focus on Sun-like cool dwarfs) to maximize the number of transit detections, a large field-of-view (FoV) is required as
well as a sufficiently high collecting area. PLATO will achieve this objective by utilizing several smaller telescopes
instead of one large telescope. Several different optical designs, both reflective and refractive, are being studied. Due to
the large number of simultaneously observed stars the spacecraft will require a high degree of autonomy and adequate
on-board processing capability. Moreover, the stars must be monitored with high accuracy, which means that the
spacecraft must provide a stable environment in terms of pointing stability and thermal environment. This paper
summarises the results of the assessment studies.
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We report on our recent laboratory results with the NASA/Goddard Space Flight Center (GSFC) Visible Nulling
Coronagraph (VNC) testbed. We have experimentally achieved focal plane contrasts of 1 x 108 and approaching 109 at
inner working angles of 2 * wavelength/D and 4 * wavelength/D respectively where D is the aperture diameter. The
result was obtained using a broadband source with a narrowband spectral filter of width 10 nm centered on 630 nm. To
date this is the deepest nulling result with a visible nulling coronagraph yet obtained. Developed also is a Null Control
Breadboard (NCB) to assess and quantify MEMS based segmented deformable mirror technology and develop and
assess closed-loop null sensing and control algorithm performance from both the pupil and focal planes. We have
demonstrated closed-loop control at 27 Hz in the laboratory environment. Efforts are underway to first bring the contrast
to > 109 necessary for the direct detection and characterization of jovian (Jupiter-like) and then to > 1010 necessary for
terrestrial (Earth-like) exosolar planets. Short term advancements are expected to both broaden the spectral passband
from 10 nm to 100 nm and to increase both the long-term stability to > 2 hours and the extent of the null out to a ~ 10 *
wavelength / D via the use of MEMS based segmented deformable mirror technology, a coherent fiber bundle,
achromatic phase shifters, all in a vacuum chamber at the GSFC VNC facility. Additionally an extreme stability
textbook sized compact VNC is under development.
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The New Worlds Observer enables high-contrast imaging by placing a space telescope in the dark shadow cast by an
apodized starshade. Depending on the science requirements, we consider starshades that provide a wide range of
contrast (from ~10-4 to more than 10-15) over an octave of wavelength (from UV to Visible) at a variety of inner working
angles (from a few milliarcseconds to several arcseconds). The starshade-telescope system is described by many
parameters, including starshade diameter, telescope diameter, starshade-telescope separation, and wavelength range, that
interact non-linearly. In this paper, we show how the different parameters contribute to the starshade's performance and
discuss the selection process for different science requirements.
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As the push for a dedicated direct exoplanet imaging mission intensifies, and numerous mission concepts are
drafted and refined, a growing concern has been that not enough attention has been paid to the effects of
exozodiacal light. As most mission simulations have assumed uniform or smoothly varying exozodi levels, there
exists a danger that a potential future planet imager will be unable to succeed in its mission due to 'clumped'
exozodi. We have used our existing framework for evaluating the capabilities of direct planet imagers to simulate
the effects of non-uniform exozodi on mission outcomes, including modeling the increased integration time that
may be required, and the possibility of increased false positives.
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The NASA exoplanet exploration program is dedicated to developing technologies for detecting and characterizing
extrasolar planets. In support of that program we have evaluated three different coronagraphic techniques (bandlimited
Lyot, optical vortex, and phase-induced pupil apodization) using optical propagation simulations. These utilized a
complete hypothetical telescope+coronagraph system with phase and amplitude aberrations. Wavefront control using
dual sequential deformable mirrors was performed. We discuss the different computational techniques necessary to
accurately simulate each coronagraph.
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We are developing the ability for Focused Ion Beam (FIB) machining of occulting masks for use in coronagraphs.
These masks will be used as soft-edged Lyot stops to suppress light from stars and allow direct imaging of
extrasolar planets. The FIB approach is attractive because it has the potential for higher precision than mechanical
machining and for larger volumes than electron-beam lithography. The mask fabrication process is trifold: 1) a
transparent material-currently, poly(methyl methacrylate) (PMMA)-is doped with dyes; 2) the mask shape is FIB
milled into the material; and 3) the mask is coated with another layer of index-matching transparent absorber. Using
a Zeiss NVision 40 FIB system, we have fabricated conical-shaped masks of various slopes in dye-doped PMMA.
Inherent in this process is the advantage of control of the features through programming the ion beam track. We
have also optically characterized these masks as well as the dye-doped absorbing material. We have found that the
dye-doped PMMA has a very high absorbance, >1 OD.
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We present the latest results of our laboratory experiment of the coronagraph with step-transmission filters. The primary
goal of this work is to test the stability of the coronagraph and identify the main factors that limit its performance. At
present, a series of step-transmission filters has been designed. These filters were manufactured with Cr film on a glass
substrate with a high surface quality. During the process of the experiment of each filter, we have identified several
contrast limiting factors, which includes the non-symmetry of the coating film, transmission error, scattered light and the
optical aberration caused by the thickness difference of coating film. To eliminate these factors, we developed a
procedure for the correct test of the coronagraph and finally it delivered a contrast in the order of 10-6~10-7 at an angular
distance of 4λD, which is well consistent with theoretical design. As a follow-up effort, a deformable mirror has been
manufactured to correct the wave-front error of the optical system, which should deliver better performance with an
extra contrast improvement in the order of 10-2~10-3. It is shown that the step-transmission filter based coronagraph is
promising for the high-contrast imaging of earth-like planets.
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We evaluate the feasibility of a balloon-borne nulling interferometer to detect and characterize an exosolar planet and the
surrounding debris disk. The existing instrument consists of a three-telescope Fizeau imaging interferometer with thre
fast steering mirrors and three delay lines operating at 800 Hz for closed-loop control of wavefront errors and fine
pointing. A compact visible nulling interferometer would be coupled to the imaging interferometer and in principle,
allows deep starlight suppression. Atmospheric simulations of the environment above 100,000 feet show that balloonborne
payloads are a possible path towards the direct detection and characterization of a limited set of exoplanets and
debris disks. Furthermore, rapid development of lower cost balloon payloads provide a path towards advancement of
NASA technology readiness levels for future space-based exoplanet missions. Discussed are the BENI mission and
instrument, the balloon environment and the feasibility of such a balloon-borne mission.
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We present progress in the development of the monolithic achromatic nulling interference coronagraph (MANIC),
a nulling optic designed to enable direct imaging of nearby Jupiter-like exoplanets. The experimental testbed
for measuring the optical path difference (OPD) between the two arms of the nuller and characterizing the
nuller's performance is described. The OPD measurement will be used to determine the relative thicknesses of
compensator plates needed to complete MANIC's fabrication. Demonstrating the performance of the monolith
will include sub-aperture nulling of laser and white-light sources using a single PZT-controlled delay line on one
half of a bisected input beam.
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High contrast imaging sometimes uses apodized masks in coronagraphs to suppress diffracted starlight from
a bright source in order to observe its environs. Continuously graded opacity material and metallic half-tone
dots are two possible apodizers fabrication techniques. In the latter approach if dot sizes are comparable to the
wavelength of the light, surface plasmon effects can complicate the optical density (OD) vs. superficial dot density
relation. OD can also be a complicated function of wavelength. We measured half-tone microdot screens' and
continuous materials' transmissions. Our set-up replicated the f/ 64 optical configuration of the Gemini Planet
Imager's Apodized Pupil Lyot Coronagraph pupil plane, where we plan to place our pupil plane masks. Our
half-tone samples were fabricated with 2, 5, and 10 micron dot sizes, our continuous greyscale was High Energy
Electron Beam Sensitive (HEBS) glass (Canyon Materials Inc.). We present optical density (OD) vs. wavelength
curves for our half-tone and continuous greyscale samples 1.1 - 2.5 μm wavelength range. Direct measurements
of the beam intensity in the far field using a Fourier Transform Infrared Spectrograph on Beamline U4IR at
Brookhaven National Laboratory's National Synchrotron Light Source (NSLS) provided transmission spectra of
test patches and apodizers. We report the on-axis IR transmission spectra through screens composed of metallic
dots that are comparable in size with the wavelength of the light used, over a range of optical densities. We also
measured departures from simple theory describing the array of satellite spots created by thin periodic grids in
the pupil of the system. Such spots are used for photometry and astrometry in coronagraphic situations. Our
results pertain to both ground and space based coronagraphs that use spatially variable attenuation, typically
in focal plane or pupil plane masks.
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This paper describes an optical spectrograph design for the Multi-object APO Radial-Velocity Exoplanet Large-area
Survey (MARVELS) instrument. This MARVELS instrument is currently installed at the Sloan 2.5m telescope, and is
capable of simultaneously monitoring 60 stars at high radial velocity precision for a planet survey. The MARVELS
spectrograph consists of an entrance slit (multi-slits), collimator optics, a Volume Phase Holographic (VPH) grating,
camera optics and a 4kx4k CCD camera, which with a 160mm diameter collimated beam provides a spectral resolution
of R =10000. This spectrograph is transmissive and optimized for delivering high throughput and high image quality
over the entire operation bandwidth 500-570nm and the whole 160mmx30mm square shape FOV. The collimator and
camera optics (280 mm largest diameter) are all made of standard optical grade glasses. The f/4 input beams from the
MARVELS monolithic interferometer are converted to f/1.5 beams on the detector by this spectrograph, and form 120
stellar fringe spectra.
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We describe the optical design and performance of a cross-dispersed echelle spectrograph designed to deliver high
precision radial velocities. The spectrograph design enables two working modes, a Radial Velocity Mode (RVM) and a
Direct Echelle Mode (DEM). The spectra resolving power of the RVM is R=18000 over 390nm-690nm when used with
1 arcsec slit, and delivering a R=27000 over 390nm-1000nm while using 0.6 arcsec slit for DEM. The focal ratio of this
spectrograph is f/4 and the collimated beam diameter is 85mm. An R2 Echelle with 87 l/mm groove density and a 63
degree normal blaze angle will be used as the main disperse grating. A 45 degree PBM2Y prism operated in a double
pass serves as a cross-disperser to separate the dispersion orders. Two objects spectra will be recorded on the top and
bottom half of the one 4k by 4k CCD (15-micron pixel size) respectively in RVM, while one object spectra will be
recorded on the same entire CCD. The total throughput of this spectrograph, in which consists of all spherical surface
lenses is around 60%.
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Even slight changes of temperature and pressure in high resolution ´Echelle spectrographs affect the spot image
on the detector plane. At the same time astronomical applications require a stability of the measurement of up
to 1/3000 of a pixel on the CCD (with a typical pixel size being 15μm).
With this paper we present a study of the effects of thermal and pressure instabilities on ray tracing models of a
typical ´Echelle spectrograph. We conclude the required minimum stabilty in these two parameters to reach the
goal of precision spectroscopy.
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